Toby L Lewis

Current Employers

Employment History

• 08/2014 → Present
  Gwn Securities Inc
  Palm Beach Gardens, FL

Previous Registrations

• 2011-07-11 → 2014-08-15
  Legend Advisory, Llc
  Bloomfield, KY
  Palm Beach Gardens, FL

Other Businesses

FIXED INSURANCE AND ANNUITY BUSINESS THOROUGBRED ASSET MANAGEMENT POSITION: Owner NATURE: Financial Advising INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2014 ADDRESS: 8009 Plum Run Rd., Bloomfield KY 40008-7058 DESCRIPTION: I am owner of the company MCDOWELL PARK OFFICE CONDOMINIUM ASSOCIATION, INC. POSITION: Co-owner NATURE: Commercial rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2017 ADDRESS: 809 Morton Ave, Bardstown KY 40004, United States DESCRIPTION: Collecting the rent and various duties LEWIS FINANCIAL PLANNING INC. POSITION: President NATURE: Payroll INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/29/2009 ADDRESS: 8009 Plum Run Rd., Bloomfield KY 40008, United States DESCRIPTION: Corporation created for tax puposes NELSON COUNTY SCHOOLS COMMUNITY SUPPORT INC POSITION: Board NATURE: community support INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/09/2012 ADDRESS: 288 Wildcat lane, bardstown KY 40004, United States DESCRIPTION: Help with ideas to promote the schools to the community and raise money for scholarships for Nelson County Students WATTS GOING UP LLC POSITION: CO-OWNER; NOT INVESTMENT RELATED; 1 HOUR PER MONTH AND 0 DURRING TRADING HOURS; BUSINESS NATURE: BUILDING HOLMES, REMODEL AND FLIP; ADDRESS: 8009 Plum Run Rd., Bloomfield KY 40008 DESCRIPTION: I am a silent partner in buying property/building houses/remodeling and flipping houses. I finance the projects, when the projects are finalized we will sell the property. I will get my initial investment back and then we will split the profits. My buisnes partner is my friend and neighbor Micheal Watts. START DATE: 02/01/2024; COMPENSATION: OTHER

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-07-07
• S63 Uniform Securities Agent State Law Examination
  2006-06-16

Other Names

• Toby L Lewis
• Toby L Lewis