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Kimberly Ann Sterling

Hightower Advisors, LLC

Chicago, IL

Orlando, FL

CRD 3135601

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-24
  • FL RA
    APPROVED
    Since 2024-01-24

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Capital Plaza Two; 301 E Pine St Suite 600, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Resource Consulting Group Orlando FL 04/2015 01/2024
Hightower Advisors Chicago IL 01/2024 Present
  • 04/2015 → 01/2024
    Resource Consulting Group
    Orlando, FL
  • 01/2024 → Present
    Hightower Advisors
    Chicago, IL
Previous Registrations
  • 2007-03-28 → 2024-01-26
    Resource Consulting Group
    Orlando, FL
    Orlando, FL
  • 2000-02-01 → 2006-12-31
    Resource Consulting Group
    Orlando, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-24
  • S65 Uniform Investment Adviser Law Examination
    1998-09-24
Designations
  • Certified Financial Planner
Other Names
  • Kimberly Sterling

View on SEC IAPD

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