Sean Plagens

Strategic Advisers LLC

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Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-12-16
OH	RA	APPROVED	2025-12-16
TX	RA	APPROVED	2025-12-16

KY RA
APPROVED

Since 2025-12-16
OH RA
APPROVED

Since 2025-12-16
TX RA
APPROVED

Since 2025-12-16

Branch Locations

100 Howe Drive, Covington, KY 41015-5000 • United States

Milford, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Cincinnati	OH	01/2016	09/2025
Fidelity Investments	Covington	KY	09/2025	Present

01/2016 → 09/2025

Fifth Third Bank

Cincinnati, OH
09/2025 → Present

Fidelity Investments

Covington, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-08

S66 Uniform Combined State Law Examination

2025-12-08

View on SEC IAPD

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