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Caroline Elizabeth Smock

Strategic Advisers LLC

Trophy Club, TX

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-24
  • TX RA
    APPROVED
    Since 2026-03-24

Branch Locations

Trophy Club, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Austin TX 09/2025 Present
Fisher Investments Plano TX 10/2019 08/2025
First State Bank Gainesville TX 09/2019 10/2019
Foley & Lardner Dallas TX 06/2016 09/2019
  • 09/2025 → Present
    Fidelity Investments
    Austin, TX
  • 10/2019 → 08/2025
    Fisher Investments
    Plano, TX
  • 09/2019 → 10/2019
    First State Bank
    Gainesville, TX
  • 06/2016 → 09/2019
    Foley & Lardner
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-19
  • S66 Uniform Combined State Law Examination
    2026-03-19
Other Names
  • Caroline Elizabeth Malberg
  • Caroline Smock

View on SEC IAPD

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