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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-22 |
Branch Locations
1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Dallas | TX | 08/2006 | Present |
| Jpmorgan Chase Bank, N.A. | Dallas | TX | 11/2016 | Present |
Entity Name: Unation Investment related: No "Address: 12802 Tampa Oaks Blvd ste 405 Tampa, FL 33637" Nature of the other business: Event Services Position/Title/Relationship: Owner/Partner Start Date: 06/07/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: investor Entity Name: FCP Euro LLC Investment related: No "Address: 155 Hill St Suite 7 Milford CT 06460" Nature of the other business: Auto parts Position/Title/Relationship: Owner/Partner Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Investing in series A preferred of an autoparts company. My husband came into contact with the opportunity through his independent consulting and we are investing personally. There is no connection to JPMC to my knowledge. Entity Name: O1AP HOLDINGS, LLC Investment related: No Address: 10701 King William Drive Dallas, TX 75220 Nature of the other business: Investment Position/Title/Relationship: Owner/Partner Start Date: 06/12/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Investing in Class A common units of private investment sourced by my husband. He did consulting work on a transaction related to this investment and was offered a co-invest. Entity Name: Schwartz Advisors, LLC Investment related: No "Address: 2223 Avenida de la Playa #350, La Jolla, CA 92037. https://www.schwartzadvisors.com/" Nature of the other business: Business Management Consulting Position/Title/Relationship: Owner/Partner Start Date: 02/01/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My husband, Mike Buzzard, is becoming a Managing Partner of Schwartz Advisors. To do so he must purchase 100,000 units of Investor shares at a cost of $95,000. $60K of that is paid for by Mike and I and $35K is paid for by Schwartz Advisors LLC. I am required to sign as spouse
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-05 |
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