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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-06
ME RA APPROVED 2026-01-02
  • TX RA
    APPROVED
    Since 2026-01-06
  • ME RA
    APPROVED
    Since 2026-01-02

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

16 Middle Street Suite 501B, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cu Accelerator, Llc Portland ME 01/2011 09/2025
Steward Partners Global Advisory, Llc Portland ME 09/2025 Present
Steward Partners Investment Solutions, Llc Portland ME 10/2025 Present
Steward Partners Investment Advisory, Llc Portland ME 12/2025 Present
  • 01/2011 → 09/2025
    Cu Accelerator, Llc
    Portland, ME
  • 09/2025 → Present
    Steward Partners Global Advisory, Llc
    Portland, ME
  • 10/2025 → Present
    Steward Partners Investment Solutions, Llc
    Portland, ME
  • 12/2025 → Present
    Portland, ME
Other Businesses

1) Name of Business: CU Accelerator, LLC; City/State: Portland, ME; Activity Type: Business Ownership; Position/Title: Owner; Investment-related: No; Start Date: 01/01/2010; Hours per month devoted to this business: <4; Hours per month devoted to this business during trading hours: <4; Description of duties: Consulting to local/regional financial institutions providing Risk Management, Strategic Planning, and Project Management training. 2) Name of Business: Vital Insight Professionals Services, LLC; City/State: Portland, ME; Activity Type: Business Ownership; Position/Title: Managing Member; Investment-related: No; Start Date: 06/01/2021; Hours per month devoted to this business: <4; Hours per month devoted to this business during trading hours: <4; Description of duties: Property management and accounting. 3) Name of Business: 220 Veranda, LLC; City/State: Portland, ME; Activity Type: Business Ownership; Position/Title: Managing Member; Investment-related: No; Start Date: 06/01/2022; Hours per month devoted to this business: <4; Hours per month devoted to this business during trading hours: <4; Description of duties: Property management and accounting.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-19
  • S66 Uniform Combined State Law Examination
    2025-12-19

View on SEC IAPD

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