Henriette Kathrin Johanna Schmuck

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2025 → Present
  Nuveen Securities, Llc
  Chicago, IL
• 01/2025 → 06/2025
  California Polytechnic State University
  San Luis Obispo, CA
• 03/2022 → 06/2022
  California Polytechnic State University
  San Luis Obispo, CA
• 05/2024 → 06/2025
  Lincoln Market & Deli
  San Luis Obispo, CA
• 06/2023 → 08/2023
  Gallagher Insurance, Risk Management, & Consulting
  San Francisco, CA
• 09/2021 → 06/2025
  California Polytechnic State University
  San Luis Obispo, CA
• 09/2022 → 06/2023
  Neighborhood Acai And Juice Bar
  San Luis Obispo, CA
• 06/2020 → 09/2020
  Moraga Country Club
  Moraga, CA
• 02/2021 → 06/2021
  Life Time Inc.
  Walnut Creek, CA
• 07/2021 → 09/2021
  Baby Goat House
  Hamburg
• 09/2018 → 06/2021
  Miramonte High School
  Orinda, CA
• 09/2014 → 06/2018
  Bronxville School
  Bronxville, NY
• 06/2018 → 09/2018
  Unemployed
  Orinda, CA
• 11/2025 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2026-01-27