Gonzalo Borquez

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-01-14
TX	RA	APPROVED	2026-01-02

FL RA
APPROVED

Since 2026-01-14
TX RA
APPROVED

Since 2026-01-02

Branch Locations

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lerner Enterprises	Gainesville	FL	04/2018	12/2024
Relish	Gainesville	FL	10/2017	12/2018
University Of Florida	Gainesville	FL	08/2016	04/2020
Principal Life Insurance Company	Newberry	FL	01/2025	Present
Principal Securities, Inc.	Newberry	FL	09/2025	Present
Total Planning	Newberry	FL	11/2025	Present

04/2018 → 12/2024

Lerner Enterprises

Gainesville, FL
10/2017 → 12/2018

Relish

Gainesville, FL
08/2016 → 04/2020

University Of Florida

Gainesville, FL
01/2025 → Present

Principal Life Insurance Company

Newberry, FL
09/2025 → Present

Principal Securities, Inc.

Newberry, FL
11/2025 → Present

Total Planning

Newberry, FL

Other Businesses

**INSURANCE POSITION: Outside Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 11/03/2025 ADDRESS: 14276 SW 4th Place, Newberry FL 32669, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medical Insurance through various carriers. **TOTAL PLANNING (DBA) POSITION: Registered Representative NATURE: Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 11/01/2025 ADDRESS: 14276 SW 4th Place, Newberry FL 32669-3393, United States DESCRIPTION: I am joining an existing, already approved DBA. I will be following all of Principals rules and regulations when soliciting products mentioned above. No check writing.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-12

S66 Uniform Combined State Law Examination

2025-12-12

View on SEC IAPD