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James Rory Kelly

Northwater Capital

Portland, ME

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Current Employers
Northwater Capital

254 Commercial Street Suite 245, Portland, ME 04101 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-01-23
  • ME RA
    APPROVED
    Since 2026-01-23

Branch Locations

254 Commercial Street Suite 245, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwater Capital Portland ME 07/2025 Present
Stein Mitchell Beato & Missner Llp Washington DC 04/2007 01/2024
Retired Yarmouth ME 01/2024 07/2025
  • 07/2025 → Present
    Northwater Capital
    Portland, ME
  • 04/2007 → 01/2024
    Stein Mitchell Beato & Missner Llp
    Washington, DC
  • 01/2024 → 07/2025
    Retired
    Yarmouth, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-06
  • S65 Uniform Investment Adviser Law Examination
    2025-06-06
Other Names
  • Rory Kelly

View on SEC IAPD

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PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
MASCOMA WEALTH MANAGEMENT · Portland, ME

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