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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-01-02
  • WA RA
    APPROVED
    Since 2026-01-02

Branch Locations

16330 Bothell Everett Hwy Ste 101, Mill Creek, WA 98012 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Lynnwood WA 09/2025 Present
Wells Fargo Bank, Na Lynnwood WA 01/2008 Present
Other Businesses

OUTDOORSEY - PERSONAL CAMPERVAN RENTAL; INV RELATED;BOTHELL,WA; 100% OWNERSHIP; START DATE: 05/22/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-02
S63 Uniform Securities Agent State Law Examination 2025-12-09
  • S65 Uniform Investment Adviser Law Examination
    2026-01-02
  • S63 Uniform Securities Agent State Law Examination
    2025-12-09

View on SEC IAPD

Other Firms

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