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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Weatherford | TX | 07/2015 | 09/2020 |
| Voya Financial Advisors, Inc. | Weatherford | TX | 09/2020 | 06/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 10/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 10/2024 |
| Henry Family Cattle, Llc | Purdin | MO | 01/2024 | Present |
| Lpl Financial | Weatherford | TX | 10/2024 | Present |
1. 10/23/2024- 3C Insurance and Risk- Non-Variable Insurance- TX 76086- Inv Rel- 20 hrs per mnth- 2 hrs during trading- Start Date 10/25/2024 2. 10/23/2024- 3C Financial Service- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 09/03/2020 3. 10/23/2024- 3C Insurance and Risk- Insurance Farm- Agency- TX 76086- Inv Rel- 3 hrs per mnth- 1 hr during trading- Start Date 06/20/2024 4. 10/23/2024- Henry Family Cattle LLC- Farm- TX, 76086- Non Inv Rel- 1 hr pe mnth- Start Date 08/28/2023 5. 10/23/2024- 3C Wealth Management- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 10/25/2024 6. 10/23/2024- 3C Fin Holding LLC- Real Estate Rental- TX 76086- Inv Rel- 0.5 hrs per mnth- Start Date 03/15/2023 7. 10/23/2024- Notary- TX, 76086- Inv Rel- 0.5 hrs per mnth- .10 hrs during trading-Start Date 08/24/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-25 |
| S65 | Uniform Investment Adviser Law Examination | 2005-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-08 |
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