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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-11 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
2121 Rosecrans Avenue Suite 1300, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Beko Gyumri | Gyumri | 08/2014 | 07/2017 | |
| Vega World Armenia | Yerevan | 08/2017 | 08/2018 | |
| Unibank Armenia | Yerevan | 08/2018 | 07/2020 | |
| Whole Foods Market | Glendale | CA | 10/2020 | 08/2021 |
| U.S. Bank N.A. | Beverly Hills | CA | 08/2021 | 10/2025 |
| Ubs Financial Services Inc | Manhattan Beach | CA | 10/2025 | Present |
? Color & Mood LLC ? No, the business is not investment related ? 1359 Orange Grove Ave A, Glendale, CA 91205 ? Sole owner ? Managing Member ? October 1, 2022 ? less then 10 hours ? None, the business activities are performed only on weekends and after work hours ? Brief Description: Color & Mood LLC is smart home installation business. I manage all aspects of the business, including installing smart home systems, such as lighting and speakers, maintaining existing installations, and addressing customer requests. The business is a small supplemental income and does not engage in investing or financial activities. Work is performed on weekends only and rarely after work hours, and outside of trading of work hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-11 |
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