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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-11
  • CA RA
    APPROVED
    Since 2026-02-11

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

2121 Rosecrans Avenue Suite 1300, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beko Gyumri Gyumri 08/2014 07/2017
Vega World Armenia Yerevan 08/2017 08/2018
Unibank Armenia Yerevan 08/2018 07/2020
Whole Foods Market Glendale CA 10/2020 08/2021
U.S. Bank N.A. Beverly Hills CA 08/2021 10/2025
Ubs Financial Services Inc Manhattan Beach CA 10/2025 Present
  • 08/2014 → 07/2017
    Beko Gyumri
    Gyumri
  • 08/2017 → 08/2018
    Vega World Armenia
    Yerevan
  • 08/2018 → 07/2020
    Unibank Armenia
    Yerevan
  • 10/2020 → 08/2021
    Whole Foods Market
    Glendale, CA
  • 08/2021 → 10/2025
    U.S. Bank N.A.
    Beverly Hills, CA
  • 10/2025 → Present
    Manhattan Beach, CA
Other Businesses

? Color & Mood LLC ? No, the business is not investment related ? 1359 Orange Grove Ave A, Glendale, CA 91205 ? Sole owner ? Managing Member ? October 1, 2022 ? less then 10 hours ? None, the business activities are performed only on weekends and after work hours ? Brief Description: Color & Mood LLC is smart home installation business. I manage all aspects of the business, including installing smart home systems, such as lighting and speakers, maintaining existing installations, and addressing customer requests. The business is a small supplemental income and does not engage in investing or financial activities. Work is performed on weekends only and rarely after work hours, and outside of trading of work hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-11
  • S66 Uniform Combined State Law Examination
    2026-02-11

View on SEC IAPD

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