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514 Market Street, Parkersburg, WV 26101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-01-05 |
Branch Locations
3112 Main St Suite #100, Duluth, GA 30096 • United States
5100 Peachtree Parkway, Peachtree Corners, GA 30092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bluerock Capital Markets, Llc | Encino | CA | 07/2017 | 01/2020 |
| Loyola University | Chicago | IL | 11/2014 | 07/2017 |
| Midwood Financial Services, Inc. | Encino | CA | 07/2017 | 05/2022 |
| The Leaders Group, Inc | Littleton | CO | 01/2020 | 05/2022 |
| United Brokerage Services Inc. | Greer | SC | 07/2022 | 04/2025 |
| United Bank | Greer | SC | 07/2022 | 04/2025 |
| United Brokerage Services, Inc. | Parkersburg | WV | 04/2025 | Present |
1.) CONSULTANT - 1/2022 - 100 Consulting LLC - Member- Consulting small business owners regarding employee relations, Not Invt Rel, Human resources consulting, 20 hrs/mo; 0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-29 |
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