Best Investors Account Sign in
Employer firm

Usa Financial Securities LLC CRD 103857

$297M regulatory AUM 374 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Usa Financial Securities Llc

6020 East Fulton Street, Ada, MI 49301 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-03-16
AL RA APPROVED 2026-02-09
SC RA APPROVED 2026-02-09
MI RA APPROVED 2025-10-23
  • LA RA
    APPROVED
    Since 2026-03-16
  • AL RA
    APPROVED
    Since 2026-02-09
  • SC RA
    APPROVED
    Since 2026-02-09
  • MI RA
    APPROVED
    Since 2025-10-23

Branch Locations

6020 East Fulton, Ada, MI 49301 • USA

728 Pleasant St. #4, St Joseph, MI 49085 • United States

206 Court St. Ste A, Saint Joseph, MI 49085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whirlpool Corporation Benton Harbor MI 08/2001 Present
Lixil Corporation Piscataway NJ 04/2023 10/2025
Wolf Advisory Services St. Joseph MI 10/2025 Present
  • 08/2001 → Present
    Whirlpool Corporation
    Benton Harbor, MI
  • 04/2023 → 10/2025
    Lixil Corporation
    Piscataway, NJ
  • 10/2025 → Present
    Wolf Advisory Services
    St. Joseph, MI
Other Businesses

1). Wolf Advisory Services LLC, DBA Wolf Financial Advisory - 28 Pleasant St, #4, Saint Joseph, MI 49085; 206 Court St, A, Saint Joseph MI, 49085. Start date 10/23/2025. The sale of fixed annuity and life insurance products, as a result of meeting with clients to help them with their financial planning needs. This activity is only for the sale of non-security based life insurance products, including fixed annuities. Investment related. 10 hours per month devoted to business. 5 hours per month devoted during securities trading hours. 2). Whirlpool Corporation - 2000 M63 Benton Harbor MI 49022 . Start date 08/200. Sales representative and account sales. Not investment related. 160 hours per month devoted to business. 80 hours per month devoted during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-21
  • S66 Uniform Combined State Law Examination
    2025-10-21

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Ada, MI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor