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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-10
  • TX RA
    APPROVED
    Since 2026-02-10

Branch Locations

Magnolia, TX • United States

9595 Six Pines Drive, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Minneapolis MN 12/2025 Present
The Oaks Healthcare Pa Magnolia TX 08/2013 03/2026
Oaks-West Health Care Pllc Humble TX 01/2003 09/2023
Thrivent Financial The Woodlands TX 03/2026 04/2026
Thrivent Financial Appleton WI 04/2026 Present
  • 12/2025 → Present
    Minneapolis, MN
  • 08/2013 → 03/2026
    The Oaks Healthcare Pa
    Magnolia, TX
  • 01/2003 → 09/2023
    Oaks-West Health Care Pllc
    Humble, TX
  • 03/2026 → 04/2026
    Thrivent Financial
    The Woodlands, TX
  • 04/2026 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

THE OAKS HEALTHCARE PA POSITION: manager/EPN NATURE: The Oaks Healthcare PA is owned/operated by my husband and I. The Oaks Healthcare PA contracts to provide on-site first aid/preventative care to employees. No investment related services. Address is 33127 Thousand Oaks Blvd, Magnolia, TX 77354. I am the manager and Elite Provider. I have been operating in this capacity since 2013. I previously worked 12 hours per week. Past minimal managerial responsibilities for the PA, I am now on-call as a substitute if my schedule allows. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2026 ADDRESS: 33127 Thousand Oaks Blvd, Magnolia TX 77354, United States DESCRIPTION: I am the manager and Elite Provider as above. I have been operating in this capacity since 2013. I previously worked 12 hours per week. Past minimal managerial responsibilities for the PA, I am now on-call as a substitute if my schedule allows.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-09
  • S66 Uniform Combined State Law Examination
    2026-02-09
Other Names
  • Dawn Marie Vlier

View on SEC IAPD

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