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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-05 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life | Knoxville | TN | 05/2024 | 08/2024 |
| Urban Stack | Chattanooga | TN | 01/2022 | 01/2024 |
| University Of Tennessee, Knoxville | Knoxville | TN | 08/2021 | 07/2025 |
| Notre Dame High Shcool | Chattanooga | TN | 08/2017 | 05/2021 |
| Ubs Financial Services, Inc | Charlotte | NC | 10/2025 | Present |
| Our Lady Of Perpetual Help Middle School | Chattanooga | TN | 08/2015 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-05 |
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