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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-14
  • CA RA
    APPROVED
    Since 2026-08-14

Branch Locations

915 Highland Pointe Dr. Suite 150, Roseville, CA 95678 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-30
  • CA RA
    APPROVED
    Since 2026-01-30

Branch Locations

915 Highland Pointe Dr Ste 150, Roseville, CA 95678 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 09/2025 08/2026
City Of San Rafael Fire Department San Rafael CA 05/2016 Present
Pacific Wholesale Mortgage Sacramento CA 09/2021 12/2023
Cetera Wealth Services, Llc El Segundo CA 08/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2026 Present
  • 09/2025 → 08/2026
    San Diego, CA
  • 05/2016 → Present
    City Of San Rafael Fire Department
    San Rafael, CA
  • 09/2021 → 12/2023
    Pacific Wholesale Mortgage
    Sacramento, CA
  • 08/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: LYMATH WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 01/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: WEALTH MANAGEMENT, FINANCIAL PLANNING; 2. NAME OF OTHER BUSINESS: CITY OF SAN RAFAEL FIRE DEPARTMENT INVESTMENT RELATED: NO ADDRESS: SAN RAFAEL, CA 94901 NATURE OF BUSINESS: PUBLIC SAFETY START DATE: 05/2016 POSITION/TITLE/RELATIONSHIP: FIRE ENGINEER/PARAMEDIC APX NUMBER OF HOURS PER WEEK: 56 APX NUMBER OF HOURS DURING TRADING HOURS: 16 BRIEF DESCRIPTION OF DUTIES: OPERATE FIRE APPARATUS AND RESPOND TO 911 EMERGENCIES; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2026 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 4. NAME OF OTHER BUSINESS: SIERRA RIDGE ADVISOR GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: WEALTH MANAGEMENT START DATE: 01/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: WEALTH MANAGEMENT, FINANCIAL PLANNING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-29
  • S66 Uniform Combined State Law Examination
    2026-01-29

View on SEC IAPD

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