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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-28 |
Branch Locations
100 Crescent Court Suite 400, Dallas, TX 75201 • United States
100 Crescent Court Suite 600, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A.C. Ag Industry, Inc. | Woodland | CA | 05/2024 | Present |
| Northern Nevada Literacy Council | Reno | NV | 04/2025 | 05/2025 |
| Gnc | Woodland | CA | 05/2024 | 08/2024 |
| Mind Pump Media | San Jose | CA | 07/2023 | 09/2023 |
| Woodland Community College | Woodland | CA | 03/2023 | 05/2023 |
| Maria's Cantina / Morgan's On Main | Woodland | CA | 05/2022 | 08/2022 |
| Bobby Dazzlers Pumpkin Patch / Christmas Tree Farm / Beeman Farm | Woodland | CA | 10/2019 | 12/2022 |
| Barrios Farms | Yolo | CA | 08/2018 | 03/2022 |
| University Of Nevada | Reno | NV | 01/2015 | 05/2025 |
| Ubs Financial Services Inc | Dallas | TX | 01/2026 | Present |
A.C. Ag Industry, Inc. Not investment related 216 N. East Street, Woodland, CA 95776 Agricultural Services - sell repair equipment or replacement parts for farm machinery Sales Associate & Bookkeeper May 2024 20 hours per week helping around the shop, stocking inventory, shipping, receiving, working with clients. Administrative tasks and working with Quick Books.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-27 |
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