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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-03-18 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Parking Management Company | Memphis | TN | 08/2023 | 08/2024 |
| Renasant Bank | Memphis | TN | 09/2024 | 04/2025 |
| Amelia Gene's | Memphis | TN | 08/2024 | 07/2025 |
| Ubs Financial Services, Inc | Weehawken | NJ | 10/2025 | Present |
| Hudson Catholic High School | Jersey City | NJ | 09/2016 | 06/2018 |
| Ramsey High School | Ramsey | NJ | 09/2018 | 06/2020 |
| University Of Alabama | Tuscaloosa | AL | 08/2020 | 05/2023 |
| University Of Memphis | Memphis | TN | 08/2023 | 05/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-17 |
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