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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-01-02
NH RA APPROVED 2025-11-06
  • MA RA
    APPROVED
    Since 2026-01-02
  • NH RA
    APPROVED
    Since 2025-11-06

Branch Locations

25 Indian Rock Road Suite 23, Windham, NH 03087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Wakefield MA 09/2025 Present
Unemployed Bow NH 05/2024 08/2025
Shell Exploration And Production Company Houston TX 05/2022 04/2024
Unemployed Iowa LA 12/2021 04/2022
Shell Exploration And Production Company Houston TX 08/2021 11/2021
Brunei Shell Petroleum Kuala Belait 09/2017 08/2021
Shell Gabon Gamba 10/2013 08/2017
  • 09/2025 → Present
    Wakefield, MA
  • 05/2024 → 08/2025
    Unemployed
    Bow, NH
  • 05/2022 → 04/2024
    Shell Exploration And Production Company
    Houston, TX
  • 12/2021 → 04/2022
    Unemployed
    Iowa, LA
  • 08/2021 → 11/2021
    Shell Exploration And Production Company
    Houston, TX
  • 09/2017 → 08/2021
    Brunei Shell Petroleum
    Kuala Belait
  • 10/2013 → 08/2017
    Shell Gabon
    Gamba
Other Businesses

1. 09/09/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Bow, NH - Start Date 09/09/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 09/09/2025 - ANDRE BOULLION N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Bow, NH - Start Date 09/09/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 02/24/2026-Waterview Wealth Management-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 02/23/2026-160hrs/mth-130hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-06
  • S66 Uniform Combined State Law Examination
    2025-11-06

View on SEC IAPD

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