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Bradley Christopher Lawing

Prevail Innovative Wealth Advisors, LLC

Leawood, KS

Springfield, MO

CRD 4986486

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Employer firm

Prevail Innovative Wealth Advisors, LLC CRD 288641

$932M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Periodicals / newsletters
  • VARIABLE ANNUITY & LIFE SUB-ACCOUNT MANAGEMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Prevail Innovative Wealth Advisors, Llc

4745 W. 136Th Street, Leawood, KS 66224 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2019-07-22
TX RA APPROVED_RES 2017-09-26
MO RA APPROVED 2017-07-07
  • KS RA
    APPROVED
    Since 2019-07-22
  • TX RA
    APPROVED_RES
    Since 2017-09-26
  • MO RA
    APPROVED
    Since 2017-07-07

Branch Locations

4745 W. 136Th Street, Leawood, KS 66224 • United States

3804 S. Fremont Ave., Springfield, MO 65804 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 07/2010 08/2017
Lawing Financial Inc. Overland Park KS 08/2007 08/2017
Prevail Innovative Wealth Advisors, Llc Leawood KS 06/2017 Present
Prevail Strategies, Llc Leawood KS 08/2017 Present
  • 07/2010 → 08/2017
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 08/2007 → 08/2017
    Lawing Financial Inc.
    Overland Park, KS
  • 06/2017 → Present
    Leawood, KS
  • 08/2017 → Present
    Prevail Strategies, Llc
    Leawood, KS
Previous Registrations
Other Businesses

1)PREVAIL STRATEGIES, LLC: 15% OWNER, VICE PRESIDENT AND INSURANCE AGENT. 4745 W. 136TH STREET, LEAWOOD, KS 66224; 8/2017 to Present; SELLING INSURANCE; INVESTMENT RELATED - 5 HRS/MO - 0/TRADING; SELLING LIFE DISABILITY & LTC INSURANCE. 2)KB COMMERCIAL, LLC, 4745 W. 136th STREET, LEAWOOD, KS,66224; SINCE 5/2015 AS OWNING MEMBER OF LLC. LLC OWNS COMMERCIAL BUILDING FOR RENT. NIR - DEVOTES 2 HR/MO - NONE DURING TRADING. 3) BALANCE PROPERTIES, LLC, 8023 WENOGA ROAD, LEAWOOD, KS, 66206; 12/31/2020 TO PRESENT; OWNER; NATURE OF BUSINESS: REAL ESTATE, RENTAL PROPERY IN COLORADO; NIR, 1 HR/MONTH SPENT ON THIS ACTIVITY, NONE DURING NORMAL BUSINESS HOURS. 4) LAWING FAMILY FOUNDATION, 20 E DUNDEE CIRCLE, VILLAGE OF LOCH LLOYD, MO 64012; 09/15/2021 TO PRESENT; TREASURER; NATURE OF THE BUSINESS: INVESTMENT RELATED, COMMUNICATE WITH OTHER BOARD MEMBERS CONCERNING ONGOING FINANCIAL INVESTMENTS AND DISBURSEMENTS FOR THE FOUNDATION; 2 HRS/MONTH SPENT ON THIS ACTIVITY, DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-10
  • S66 Uniform Combined State Law Examination
    2006-07-10
Other Names
  • Bradley C. Lawing
  • Bradley Lawing
  • Brad Lawing
  • Brad C Lawing

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