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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-11-10
  • KS RA
    APPROVED
    Since 2025-11-10

Branch Locations

Wichita, KS • United States

6530 E 13Th Street North, Wichita, KS 67206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Wichita KS 07/2025 Present
Mml Investors Services, Llc Wichita KS 09/2025 Present
Scott City Eye Center Scott City KS 09/2015 08/2018
Kansas University Lawrence KS 08/2018 05/2021
Textron Aviation Wichita KS 06/2021 09/2025
  • 07/2025 → Present
    Massmutual Life Insurance Co
    Wichita, KS
  • 09/2025 → Present
    Wichita, KS
  • 09/2015 → 08/2018
    Scott City Eye Center
    Scott City, KS
  • 08/2018 → 05/2021
    Kansas University
    Lawrence, KS
  • 06/2021 → 09/2025
    Textron Aviation
    Wichita, KS
Other Businesses

Name: Tapestry Financial INV: Y Add: 14241 Dallas Parkway, Suite 1200, Dallas, TX 75254 Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 09/15/2025 No HRS: 5. No HRS Trading: 5. Duties: Life, Disability, Long-term care, Fixed Annuities, Health

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-25
  • S66 Uniform Combined State Law Examination
    2025-07-25

View on SEC IAPD

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