Gerald J Dougherty

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1987 → 09/2025
  Finra
  Denver, CO
• 09/2025 → Present
  White Oak Planning
  Aurora, CO
• 09/2025 → Present
  Lpl Financial
  Aurora, CO

Other Businesses

1.10/07/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name White Oak Planning; Investment Related; at Reported Business Location(s); Start Date 09/09/2025; 160hrs/mth; 40hrs during trading 2.10/07/2025; Gerald Dougherty; Real Estate Rental; Investment Related; 27785 E Davies Drive,Aurora; Start Date 04/27/2024; 1hrs/mth; hrs during trading 3.10/07/2025; Gerald Dougherty; Real Estate Rental; Investment Related; 27785 E Davies DR,Aurora; Start Date 11/27/2022; 1hrs/mth; hrs during trading 4.10/07/2025; Gerald Dougherty; Real Estate Rental; Investment Related; 27785 E Davies Dr,Aurora; Start Date 11/22/2022; 1hrs/mth; hrs during trading 5.10/07/2025; Treeline Arabella LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 04/27/2024; 1hrs/mth; hrs during trading 6.10/07/2025; 3372 Prairie Vista Dr Castle Rock LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 11/27/2023; 1hrs/mth; hrs during trading 7.10/07/2025; 1206 S Flat Rock Cir Aurora LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 11/22/2022; 1hrs/mth; hrs during trading 8.08/26/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name 2911Financial Planning LLC; Investment Related; at Reported Business Location(s); Start Date 08/03/2026; 160hrs/mth; 160hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-09-24

Other Names

• Gerald J Dougherty
• Jerry Dougherty