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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-01-02
  • WA RA
    APPROVED
    Since 2026-01-02

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

400 S Jefferson St Suite 333, Spokane, WA 99204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc Fort Worth TX 09/2025 01/2026
U.S. Air Force Joint Base Lewis Mcchord WA 12/2010 Present
First Command Brokerage Services, Inc. Fort Worth TX 01/2026 Present
First Command Advisory Services, Inc. Fort Worth TX 01/2026 Present
Investment Advisor Rep Fort Worth TX 01/2026 Present
  • 09/2025 → 01/2026
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 12/2010 → Present
    U.S. Air Force
    Joint Base Lewis Mcchord, WA
  • 01/2026 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 01/2026 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 01/2026 → Present
    Investment Advisor Rep
    Fort Worth, TX
Other Businesses

Name of the other business: U.S. Air Force Whether the business is investment-related: No Address of the other business: Bldg 852 Lincoln Blvd, JBLM, WA 98438 Nature of the other business: Military Your position, title, or relationship with the other business: Flight Chief of Business Systems and IT Training The start date of your relationship: Sep 11, 2025 The approximate number of hours/month you devote to the other business: 11 to 20 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Managing Enlisted members who maintain business systems and who teach mission specific IT maintenance. Since September, role has reduced to just Administrative actions such as performance reports and award nominations.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-13
S63 Uniform Securities Agent State Law Examination 2025-11-18
  • S65 Uniform Investment Adviser Law Examination
    2025-12-13
  • S63 Uniform Securities Agent State Law Examination
    2025-11-18

View on SEC IAPD

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