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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-19
  • CA RA
    APPROVED
    Since 2025-12-19

Branch Locations

1010 W Alluvial Ave Ste 111, Fresno, CA 93711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
True Legacy Financial Tulare CA 09/2025 10/2025
Pardini's Catering Services Fresno CA 08/2025 09/2025
Valley Wide Beverage Fresno CA 05/2025 08/2025
Fresno State Fresno CA 05/2022 05/2025
Gnc Fresno CA 07/2021 05/2022
Taco Bell Sanger CA 02/2020 07/2021
Unemployed/ Student Athlete Sanger CA 08/2019 02/2020
Wild Water Adventure Park Clovis CA 07/2019 08/2019
Unemployed/ Student Sanger CA 10/2015 07/2019
Principal Life Insurance Co Fresno CA 10/2025 Present
Principal Securities Inc Fresno CA 10/2025 Present
True Legacy Financial Tulare CA 09/2025 Present
  • 09/2025 → 10/2025
    True Legacy Financial
    Tulare, CA
  • 08/2025 → 09/2025
    Pardini's Catering Services
    Fresno, CA
  • 05/2025 → 08/2025
    Valley Wide Beverage
    Fresno, CA
  • 05/2022 → 05/2025
    Fresno State
    Fresno, CA
  • 07/2021 → 05/2022
    Gnc
    Fresno, CA
  • 02/2020 → 07/2021
    Taco Bell
    Sanger, CA
  • 08/2019 → 02/2020
    Unemployed/ Student Athlete
    Sanger, CA
  • 07/2019 → 08/2019
    Wild Water Adventure Park
    Clovis, CA
  • 10/2015 → 07/2019
    Unemployed/ Student
    Sanger, CA
  • 10/2025 → Present
    Principal Life Insurance Co
    Fresno, CA
  • 10/2025 → Present
    Fresno, CA
  • 09/2025 → Present
    True Legacy Financial
    Tulare, CA
Other Businesses

INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/02/2026 ADDRESS: 1010 W Alluvial Ave, Ste 111, Fresno CA 93711, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, P&C, health, and group benefits. TRUE LEGACY FINANCIAL POSITION: Administrative Assistant NATURE: Administrative Work INVESTMENT RELATED: Yes NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 4 START DATE: 09/19/2025 ADDRESS: 200 N M St, Tulare CA 93274, United States DESCRIPTION: As an administrative assistant, I help our advisors as an new business specialist for our clients. This includes onboarding forms/ paperwork, servicing existing accounts, and answering phones.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-18
  • S66 Uniform Combined State Law Examination
    2025-12-18

View on SEC IAPD

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