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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-05-19
  • NM RA
    APPROVED
    Since 2026-05-19

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

2901 Juan Tabo Blvd Ne Suite 201, Albuquerque, NM 87112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Inc. Fort Worth TX 09/2025 06/2026
City Of Albuquerque Albuquerque NM 05/2015 02/2019
Department Of Defense Dover DE 02/2019 02/2026
First Command Brokerage Services, Inc. Fort Worth TX 06/2026 Present
First Command Advisory Services, Inc. Fort Worth TX 06/2026 Present
First Command Insurance Services, Inc. Fort Worth TX 06/2026 Present
  • 09/2025 → 06/2026
    First Command Brokerage Services Inc.
    Fort Worth, TX
  • 05/2015 → 02/2019
    City Of Albuquerque
    Albuquerque, NM
  • 02/2019 → 02/2026
    Department Of Defense
    Dover, DE
  • 06/2026 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 06/2026 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 06/2026 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: United States Air Force Whether the business is investment-related: No Address of the other business: 451 4th Street SE, Albuquerque, NM 87117 Nature of the other business: Military Your position, title, or relationship with the other business: Enlisted The start date of your relationship: Apr 17, 2026 The approximate number of hours/month you devote to the other business: 11 to 20 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Utilize advanced technology to monitor and control aircraft, missiles and other strategic assets and work closely with military personnel to coordinate and manage military operations, develop strategies and assess threats

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-09
S63 Uniform Securities Agent State Law Examination 2026-01-10
  • S65 Uniform Investment Adviser Law Examination
    2026-04-09
  • S63 Uniform Securities Agent State Law Examination
    2026-01-10

View on SEC IAPD

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