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Raymond George Bauman

Equitable Advisors, LLC

Rochester, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-04
NY RA APPROVED 2025-10-02
  • TX RA
    APPROVED
    Since 2025-12-04
  • NY RA
    APPROVED
    Since 2025-10-02

Branch Locations

765 Jefferson Road 3Rd Fl, Suite 310, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bluezone Sports Minden NY 05/2023 06/2025
Rochester Cornerstone Group Rochester NY 11/2018 07/2020
Lowes Webster NY 05/2018 07/2018
Blue Bird, Llc Carson City NV 01/2022 12/2022
Niagara University Lewiston NY 08/2017 05/2021
Webster Schroeder High School Webster NY 09/2015 06/2017
Unemployed Rochester NY 07/2017 07/2017
Unemployed Carson City NV 06/2021 12/2021
Unemployed Rochester NY 01/2023 04/2023
Unemployed Rochester NY 07/2025 09/2025
Equitable Advisors, Llc New York NY 09/2025 Present
  • 05/2023 → 06/2025
    Bluezone Sports
    Minden, NY
  • 11/2018 → 07/2020
    Rochester Cornerstone Group
    Rochester, NY
  • 05/2018 → 07/2018
    Lowes
    Webster, NY
  • 01/2022 → 12/2022
    Blue Bird, Llc
    Carson City, NV
  • 08/2017 → 05/2021
    Niagara University
    Lewiston, NY
  • 09/2015 → 06/2017
    Webster Schroeder High School
    Webster, NY
  • 07/2017 → 07/2017
    Unemployed
    Rochester, NY
  • 06/2021 → 12/2021
    Unemployed
    Carson City, NV
  • 01/2023 → 04/2023
    Unemployed
    Rochester, NY
  • 07/2025 → 09/2025
    Unemployed
    Rochester, NY
  • 09/2025 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-20
  • S66 Uniform Combined State Law Examination
    2025-08-20
Other Names
  • Raymond Bauman

View on SEC IAPD

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AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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