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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-06-10
IL RA APPROVED 2026-03-25
  • MA RA
    APPROVED
    Since 2026-06-10
  • IL RA
    APPROVED
    Since 2026-03-25

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

33 Arch St Ste 1700, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 09/2025 Present
First Trust Advisors L.P. Wheaton IL 09/2025 Present
Third Rock Boston MA 01/2025 04/2025
Rmr Group Newton MA 06/2024 08/2024
Bpda Boston MA 06/2023 08/2023
Lawncraft Dayton MN 06/2020 08/2022
Buffalo High School Buffalo MN 08/2017 05/2021
Boston College Boston MA 08/2021 05/2025
Unemployed Boston MA 05/2025 09/2025
Unemployed Hanover MN 09/2015 08/2017
  • 09/2025 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 09/2025 → Present
    Wheaton, IL
  • 01/2025 → 04/2025
    Third Rock
    Boston, MA
  • 06/2024 → 08/2024
    Rmr Group
    Newton, MA
  • 06/2023 → 08/2023
    Bpda
    Boston, MA
  • 06/2020 → 08/2022
    Lawncraft
    Dayton, MN
  • 08/2017 → 05/2021
    Buffalo High School
    Buffalo, MN
  • 08/2021 → 05/2025
    Boston College
    Boston, MA
  • 05/2025 → 09/2025
    Unemployed
    Boston, MA
  • 09/2015 → 08/2017
    Unemployed
    Hanover, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-25
  • S65 Uniform Investment Adviser Law Examination
    2026-03-25

View on SEC IAPD

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