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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-03-16 |
Branch Locations
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
2200 Mcfarland Blvd, Northport, AL 35476 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Tuscaloosa | AL | 02/2024 | Present |
| Wells Fargo Clearing Services, Llc | Tuscaloosa | AL | 09/2025 | Present |
| Cvs | Tuscaloosa | AL | 02/2023 | 05/2024 |
| Bakers Sweets | Lake City | SC | 10/2022 | 04/2023 |
| Palmetto Moon | Florence | SC | 04/2022 | 09/2022 |
| Bakers Sweets | Lake City | SC | 02/2022 | 03/2022 |
| Horry-Georgetown Technical College | Conway | SC | 08/2022 | 12/2023 |
| University Of Alabama | Tuscaloosa | AL | 08/2021 | 12/2021 |
| Unemployed | Hemingway | SC | 01/2014 | 08/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2025-12-18 |
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