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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-09
RI RA APPROVED 2026-05-29
CA RA APPROVED 2026-02-17
NV RA APPROVED 2026-01-16
CT RA APPROVED 2026-01-15
  • CO RA
    APPROVED
    Since 2026-07-09
  • RI RA
    APPROVED
    Since 2026-05-29
  • CA RA
    APPROVED
    Since 2026-02-17
  • NV RA
    APPROVED
    Since 2026-01-16
  • CT RA
    APPROVED
    Since 2026-01-15

Branch Locations

1 Meridian Vis Dr Ste 255, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Las Vegas NV 10/2025 Present
Guardian Life Insurance Company Las Vegas NV 08/2025 Present
King Penguin Media Las Vegas NV 05/2019 Present
A. Smith & Co. Productions Los Angeles CA 06/2012 05/2019
  • 10/2025 → Present
    Park Avenue Securities
    Las Vegas, NV
  • 08/2025 → Present
    Guardian Life Insurance Company
    Las Vegas, NV
  • 05/2019 → Present
    King Penguin Media
    Las Vegas, NV
  • 06/2012 → 05/2019
    A. Smith & Co. Productions
    Los Angeles, CA
Other Businesses

1) King Penguin Media, LLC - Managing Member Nature of Business: provides production, filming, and post-production assistance to the entertainment industry, Start date: 05/01/2019, Address: 2405 W. Serene Ave., #536, Las Vegas, NV 89123, 15 total hours per month; 5 during securities trading hours, Duties: sole owner, Not investment related, 2) Blue Sky Capital ZB, LLC - member Nature of Business: invest in a OTC medication to eliminate alcohol hangover, Start date: 12/22/2021, Address: 2405 W Serene Ave., Unit 536, Las Vegas, NV 89123, Duties: member, 1 total hours per month; 1 during securities trading hours, Investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-18
  • S66 Uniform Combined State Law Examination
    2025-12-18
Other Names
  • Doug Newton

View on SEC IAPD

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