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Jacob William Carroll

Rtd Financial Advisors Inc

Philadelphia, PA

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Current Employers
Rtd Financial Advisors Inc

30 S. 17Th Street Ste 1620, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-10-01
  • PA RA
    APPROVED
    Since 2025-10-01

Branch Locations

30 S. 17Th Street Ste 1620, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hs Student Fort Mitchell KY 09/2015 06/2018
Bellhops Cincinnati OH 05/2019 07/2019
Del Friscos Philadelphia PA 09/2019 02/2020
Student Philadelphia PA 08/2018 05/2022
Ocean Prime Philadelphia PA 03/2020 03/2023
Rtd Financial Advisors Philadelphia PA 01/2023 Present
Rtd Financial Advisors Inc Philadelphia PA 09/2025 Present
  • 09/2015 → 06/2018
    Hs Student
    Fort Mitchell, KY
  • 05/2019 → 07/2019
    Bellhops
    Cincinnati, OH
  • 09/2019 → 02/2020
    Del Friscos
    Philadelphia, PA
  • 08/2018 → 05/2022
    Student
    Philadelphia, PA
  • 03/2020 → 03/2023
    Ocean Prime
    Philadelphia, PA
  • 01/2023 → Present
    Rtd Financial Advisors
    Philadelphia, PA
  • 09/2025 → Present
    Rtd Financial Advisors Inc
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-01
  • S65 Uniform Investment Adviser Law Examination
    2025-10-01

View on SEC IAPD

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GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
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GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
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