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Carlos Jose Matos

Ubs Financial Services Inc.

Winter Park, FL

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-10
  • FL RA
    APPROVED
    Since 2026-02-10

Branch Locations

201 N. New York Avenue 3Rd Floor, Winter Park, FL 32789 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Winter Park FL 10/2025 Present
University Of Florida Gainesville FL 08/2022 05/2025
Unemployed Miami Shores FL 08/2011 07/2022
Unemployed Miami Shores FL 06/2025 09/2025
  • 10/2025 → Present
    Ubs
    Winter Park, FL
  • 08/2022 → 05/2025
    University Of Florida
    Gainesville, FL
  • 08/2011 → 07/2022
    Unemployed
    Miami Shores, FL
  • 06/2025 → 09/2025
    Unemployed
    Miami Shores, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-12
  • S66 Uniform Combined State Law Examination
    2026-01-12

View on SEC IAPD

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Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

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