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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-17
  • FL RA
    APPROVED
    Since 2026-06-17

Branch Locations

501 East Kennedy Blvd Suite 600, Tampa, FL 33602 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Fort Worth TX 09/2025 06/2026
Us Navy San Diego CA 02/2006 Present
First Command Brokerage Services, Inc. Fort Worth TX 06/2026 Present
First Command Advisory Services, Inc. Fort Worth TX 06/2026 Present
First Command Insurance Services, Inc. Fort Worth TX 06/2026 Present
  • 09/2025 → 06/2026
    First Command Brokerage Services
    Fort Worth, TX
  • 02/2006 → Present
    Us Navy
    San Diego, CA
  • 06/2026 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 06/2026 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 06/2026 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: US Navy Whether the business is investment-related: No Address of the other business: 1000 Navy Pentagon, Washington, DC 20350 Nature of the other business: Military Your position, title, or relationship with the other business: HM1 The start date of your relationship: Feb 01, 2006 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Active Duty US Navy Ships / Hospital Medical Assistant

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-24
S63 Uniform Securities Agent State Law Examination 2026-02-09
  • S65 Uniform Investment Adviser Law Examination
    2026-04-24
  • S63 Uniform Securities Agent State Law Examination
    2026-02-09

View on SEC IAPD

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