Alexander Thomas Lunter

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2026-01-01

RI RA
APPROVED

Since 2026-01-01

Branch Locations

Cumberland, RI • United States

475 Kilvert Street Suite 135, Warwick, RI 02886 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Enterprise Llc	Warwick	RI	09/2025	Present
Fidelity Investments	Boston	MA	06/2016	07/2025
Unemployed	Cumberland	RI	07/2025	09/2025

09/2025 → Present

Lpl Enterprise Llc

Warwick, RI
06/2016 → 07/2025

Fidelity Investments

Boston, MA
07/2025 → 09/2025

Unemployed

Cumberland, RI

Other Businesses

1. 09/02/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Cumberland, RI - Start Date 09/02/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 09/02/2025 - ALEXANDER THOMAS LUNTER - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Cumberland, RI - Start Date 09/02/2025 - 160hrs/MTH 160hrs/MTH During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-26

S66 Uniform Combined State Law Examination

2025-12-26

View on SEC IAPD