Carl Jefferson Davis

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 11/2016
  Raymond James & Associates, Inc.
  Little Rock, AR
• 11/2016 → Present
  Raymond James Financial Services, Inc.
  Little Rock, AR
• 11/2016 → Present
  Raymond James Financial Services Advisors Inc.
  Little Rock, AR
• 11/2016 → 12/2023
  The Davis Wealth Management Group, S Corp
  Little Rock, AR
• 11/2016 → Present
  D&E Capital Group, Llc
  Little Rock, AR

Previous Registrations

• 2013-02-13 → 2016-11-01
  Raymond James & Associates, Inc.
  Little Rock, AR
• 2002-03-18 → 2013-02-13
  Morgan Keegan & Company, Llc
  Little Rock, AR
  Little Rock, AR
  Little Rock, AR
  Little Rock, AR

Other Businesses

(1)Name of Business: D&E Capital Group, LLC Address: 16609 Cantrell Rd Ste 11, Little Rock, AR, 72223, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 11/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: oversee accounting of office/branch expenses (2)Name of Business: Granite Makeover Little Rock, LLC Address: 13819 Arch Street, Little Rock, AR, 72206, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 07/01/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Small ownership position, no real responsibilities, maybe annual board meeting (3)Name of Business: Mosaic Group LLC Address: 8 Poydras, Little Rock, AR, 72211, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 02/13/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: no responsibilities, annual board meeting (4)Name of Business: THE DAVIS GROUP WEALTH MANAGEMENT Address: 16609 Cantrell Rd Ste 11, Little Rock, AR, 72223-4828, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 11/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Accounting, payroll

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-11
• S63 Uniform Securities Agent State Law Examination
  1998-12-04