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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-18
NC RA APPROVED 2026-03-03
  • TX RA
    APPROVED
    Since 2026-05-18
  • NC RA
    APPROVED
    Since 2026-03-03

Branch Locations

Conover, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial Conover NC 10/2025 Present
Iredell Health System Statesville NC 11/2017 09/2022
Catawba Valley Health System Hickory NC 09/2022 03/2026
Central Piedmont Community College Charlotte NC 08/2016 11/2017
Newton Recreation Center Newton NC 04/2013 01/2023
Thrivent Financial Appleton WI 03/2026 04/2026
Thrivent Financial Appleton WI 04/2026 Present
  • 10/2025 → Present
    Thrivent Financial
    Conover, NC
  • 11/2017 → 09/2022
    Iredell Health System
    Statesville, NC
  • 09/2022 → 03/2026
    Catawba Valley Health System
    Hickory, NC
  • 08/2016 → 11/2017
    Central Piedmont Community College
    Charlotte, NC
  • 04/2013 → 01/2023
    Newton Recreation Center
    Newton, NC
  • 03/2026 → 04/2026
    Thrivent Financial
    Appleton, WI
  • 04/2026 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

LANDSCAPING POSITION: Landscaper NATURE: I live in an HOA and they are currently looking for someone to mow the common areas. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/16/2026 ADDRESS: 1728 Pipers Ridge Circle NW, Conover NC 28613, United States DESCRIPTION: Mowing x1/wk during mowing season a property about the size of an acre. CATAWBA VALLEY MEDICAL CENTER POSITION: Physical Therapist Assistant NATURE: I am a Physical Therapist Assistant working as an "as needed" employee. I may average 10hrs per month. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/06/2026 ADDRESS: 810 Fairgrove Church Rd. SE, Hickory NC 28602, United States DESCRIPTION: Direct patient care improving patient's independence with functional mobility.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-02
  • S66 Uniform Combined State Law Examination
    2026-03-02

View on SEC IAPD

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