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Daniel Wes Richardson

Thrivent Investment Management Inc.

Concord, NC

Charlotte, NC

Gastonia, NC

Hickory, NC

CRD 8156893

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-12-12
  • NC RA
    APPROVED
    Since 2025-12-12

Branch Locations

Concord, NC • United States

4530 Park Rd, Charlotte, NC 28209 • United States

609 S New Hope Rd, Gastonia, NC 28054 • United States

910 Tate Blvd Se, Hickory, NC 28602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Charlotte NC 09/2025 Present
Lincoln Financial Charlotte NC 07/2018 10/2025
Liberty Life Assurance Charlotte NC 07/2010 06/2018
Thrivent Financial Appleton WI 01/2026 Present
  • 09/2025 → Present
    Thrivent Investment Management Inc
    Charlotte, NC
  • 07/2018 → 10/2025
    Lincoln Financial
    Charlotte, NC
  • 07/2010 → 06/2018
    Liberty Life Assurance
    Charlotte, NC
  • 01/2026 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-11
  • S66 Uniform Combined State Law Examination
    2025-12-11
Other Names
  • Daniel Richardson
  • Wes Richardson

View on SEC IAPD

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