Andrew Marc Newman

Current Employers

Employment History

• 05/2015 → 09/2020
  Wells Fargo Advisors Financial Network, Llc
  Summit, NJ
• 09/2020 → Present
  Lpl Financial, Llc
  Morristown, NJ
• 09/2020 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2017-09-27 → 2020-09-09
  Wells Fargo Advisors Financial Network, Llc
  Chatham, NJ

Other Businesses

1. 9/8/2020 - Newman Wealth Management Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/7/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 50%. 2. 9/15/2020 - Private Advisor Group - DBA: (Hybrid) Newman Wealth Management Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/08/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 49% - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 9/15/2020 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 160 Hours Per/8 Hours Month During Securities Trading - Time Spent 49% - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/8/2020 - Andrew Newman LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 1/7/2020 - 0 Hours Per Month - Time Spent 0%. 5. 07/18/2024 - North East Brokerage - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 07/17/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-09-25
• S63 Uniform Securities Agent State Law Examination
  2016-06-30