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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-05-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goohoo Digital | Woodbine | MD | 11/2022 | 01/2026 |
| Coastal Carolina University | Conway | SC | 08/2021 | 11/2022 |
| Glenelg High School | Glenelg | MD | 09/2016 | 05/2021 |
| Lpl Financial | Marriottsville | MD | 08/2025 | Present |
1. 01/2026 - WFG Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 160 Hrs During Trading - OBA start date: 01/26/2026 2. 01/2026 - Goohoo Digital LLC - Business Owner - Investment related - Marriottsville MD 21104 - 20 Hrs/Mth - 20 Hrs During Trading - OBA start date: 11/06/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-19 |
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