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Ethan Garrety

LPl Financial LLC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-13
SC RA APPROVED 2026-02-13
  • NC RA
    APPROVED
    Since 2026-02-13
  • SC RA
    APPROVED
    Since 2026-02-13

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kumon Charlotte NC 06/2017 11/2019
Carolina Hauling Pros Charlotte NC 05/2021 08/2022
Vanke Us New York NY 06/2022 07/2022
Mediterranean Deli Chapel Hill NC 11/2022 05/2023
Catalyst Capital Partners Charlotte NC 07/2023 08/2023
Pantana Bobs Chapel Hill NC 11/2023 05/2024
New Western Charlotte NC 07/2024 07/2025
Lpl Financial Llc Fort Mill SC 09/2025 Present
Marvin Ridge High School Waxhaw NC 08/2016 05/2020
Unc Chapel Hill Chapel Hill NC 08/2020 05/2024
  • 06/2017 → 11/2019
    Kumon
    Charlotte, NC
  • 05/2021 → 08/2022
    Carolina Hauling Pros
    Charlotte, NC
  • 06/2022 → 07/2022
    Vanke Us
    New York, NY
  • 11/2022 → 05/2023
    Mediterranean Deli
    Chapel Hill, NC
  • 07/2023 → 08/2023
    Catalyst Capital Partners
    Charlotte, NC
  • 11/2023 → 05/2024
    Pantana Bobs
    Chapel Hill, NC
  • 07/2024 → 07/2025
    New Western
    Charlotte, NC
  • 09/2025 → Present
    Lpl Financial Llc
    Fort Mill, SC
  • 08/2016 → 05/2020
    Marvin Ridge High School
    Waxhaw, NC
  • 08/2020 → 05/2024
    Unc Chapel Hill
    Chapel Hill, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-13
  • S65 Uniform Investment Adviser Law Examination
    2026-02-13

View on SEC IAPD

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INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

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