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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-04
  • TX RA
    APPROVED
    Since 2015-12-04

Branch Locations

6303 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Frisco TX 12/2015 Present
Previous Registrations
  • 2012-08-03 → 2015-12-04
    Barclays Capital Inc.
    Dallas, TX
  • 2005-11-09 → 2012-08-30
    Credit Suisse Securities (Usa) Llc
    Dallas, TX
    Dallas, TX
Other Businesses

1. Titan Hoop-It-Up Club; 6901 Coit Rd Frisco TX 75035; Booster club for the high school basketball team; Booster Club President; Oversee, with five other board members and coaches, the fund raising and use of booster funds; 08/01/2023; 4.00hrs/week; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-28
  • S66 Uniform Combined State Law Examination
    2005-10-28
Other Names
  • Chris M Boley

View on SEC IAPD

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