Nancy Dull Gallagher

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 06/2022
  Mass Mutual
  Vienna, VA
• 05/2014 → 06/2022
  Mml Investors Services
  Vienna, VA
• 06/2022 → 03/2023
  American United Life
  Sterling, VA
• 08/2022 → 03/2023
  Oneamerica Securities
  Sterling, VA
• 03/2023 → Present
  Cetera Advisors Llc
  St. Cloud, MN
• 03/2020 → Present
  Springhouse Financial, Llc
  Sterling, VA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-08-11 → 2023-02-16
  Oneamerica Securities, Inc.
  Indianapolis, IN
  Sterling, VA
• 2014-08-07 → 2022-07-01
  Mml Investors Services, Llc
  Mclean, VA
• 2013-02-21 → 2013-10-02
  Kestra Investment Services, Llc
  Vienna, VA

Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: 302 E AMHURST ST, STERLING, VA, 20164, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 05/2006, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 2.NAME OF OTHER BUSINESS: ANCHOR FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS:30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3.NAME OF OTHER BUSINESS: SPRINGHOUSE FINANCIAL, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: COACHING, START DATE:03/2020, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: WORK WITH COUPLES OR SINGLES CREATE A SYSTEM TO EASILY MANAGE THEIR CASH FLOW, SPENDING AND DEBT ISSUES: 4.NAME OF OTHER BUSINESS: STERLING FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: 120 ENTERPRISE ST, STERLING, VA, 20164, NATURE OF BUSINESS: NON-PROFIT, START DATE: 01/2018, POSITION/TITLE/RELATIONSHIP: SECRETARY/TREASURER, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TAKE BOARD MEETING MINUTES BOOKKEEPING FOR THE ORGANIZATION; 5.NAME OF OTHER BUSINESS: THE NEW AG SCHOOL, INVESTMENT RELATED: NO, ADDRESS: 15669 LIMESTONE SCHOOL RD, LEESBURG, VA, 20176, NATURE OF BUSINESS: EDUCATION, START DATE:07/2014, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSEE BOOKING GRANT WRITING AND PROGRAM PLANNING,;

Exams

• S66 Uniform Combined State Law Examination
  2013-02-04

Other Names

• Nancy Jean Dull