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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-12 |
| NJ | RA | APPROVED | 2025-12-22 |
Branch Locations
1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 08/2025 | Present |
| National Pools And Spas | Robbinsville | NJ | 03/2017 | 05/2019 |
| Unemployed/Highschool Education | Robbinsville | NJ | 05/2019 | 08/2020 |
| Unemployed/University Education | South Orange | NJ | 08/2020 | 08/2021 |
| Civic Operations Group | Newark | NJ | 08/2021 | 09/2021 |
| Unemployed/University Education | South Orange | NJ | 09/2021 | 01/2023 |
| Peace Corps | Washington | DC | 01/2023 | 05/2023 |
| Syracuse University | Syracuse | NY | 05/2023 | 07/2023 |
| Seton Hall University | South Orange | NJ | 08/2023 | 12/2023 |
| Sunshine Tutoring | South Orange | NJ | 01/2024 | 03/2024 |
| Foremost Catering | New York City | NY | 01/2023 | 05/2023 |
| New Jersey Tutoring Corps | Paterson | NJ | 04/2024 | 05/2024 |
| Unemployed | Yardley | PA | 05/2024 | 07/2024 |
| Third Bridge | New York City | NY | 07/2024 | 11/2024 |
| New Jersey Tutoring Corps | Hamilton | NJ | 12/2024 | 01/2025 |
| Claremont Institute | Washington | DC | 02/2025 | 05/2025 |
| Unemployed | Yardley | PA | 05/2025 | 08/2025 |
| Unemployed | Robbinsville | NJ | 03/2015 | 03/2017 |
I*4334269, Entity Type: Entity For Profit, Name of OBA: Penny Vending L.L.C., Address: Trenton, New Jersey, 08691, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 03/22/2026, No Hours: 8 Weekly, No Hours during Trading: 0 Weekly, Duties: Install and service vending machines on Saturdays and Sundays. Install and service vending machines
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-19 |
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