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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-12
CA RA APPROVED 2025-11-20
  • TX RA
    APPROVED
    Since 2026-01-12
  • CA RA
    APPROVED
    Since 2025-11-20

Branch Locations

20944 N John Wayne Pkwy, Maricopa, AZ 85139 • United States

29822 N Cave Creek Rd, Cave Creek, AZ 85331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Maricopa AZ 08/2025 Present
Arizona Cardinals Football Club Tempe AZ 12/2023 08/2025
Nascar Daytona Beach FL 01/2023 11/2023
Bh Management Nashville TN 05/2019 12/2022
Wittern Group Des Moines IA 08/2018 07/2022
Adel Community Pool Adel IA 06/2018 08/2018
Hyvee Waukee IA 01/2015 05/2017
Van Meter High School Van Meter IA 05/2017 06/2018
Ups West Des Moines IA 11/2020 01/2021
Ups De Soto IA 12/2021 01/2022
Iowa State University Ames IA 08/2018 05/2022
Van Meter High School Van Meter IA 05/2017 06/2018
Bank Of America, N.A. Maricopa AZ 10/2025 Present
  • 08/2025 → Present
    Maricopa, AZ
  • 12/2023 → 08/2025
    Arizona Cardinals Football Club
    Tempe, AZ
  • 01/2023 → 11/2023
    Nascar
    Daytona Beach, FL
  • 05/2019 → 12/2022
    Bh Management
    Nashville, TN
  • 08/2018 → 07/2022
    Wittern Group
    Des Moines, IA
  • 06/2018 → 08/2018
    Adel Community Pool
    Adel, IA
  • 01/2015 → 05/2017
    Hyvee
    Waukee, IA
  • 05/2017 → 06/2018
    Van Meter High School
    Van Meter, IA
  • 11/2020 → 01/2021
    Ups
    West Des Moines, IA
  • 12/2021 → 01/2022
    Ups
    De Soto, IA
  • 08/2018 → 05/2022
    Iowa State University
    Ames, IA
  • 05/2017 → 06/2018
    Van Meter High School
    Van Meter, IA
  • 10/2025 → Present
    Bank Of America, N.A.
    Maricopa, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-20
  • S66 Uniform Combined State Law Examination
    2025-11-20

View on SEC IAPD

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