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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-13 |
| NJ | RA | APPROVED | 2025-11-21 |
Branch Locations
1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 08/2025 | Present |
| Jersey Mike's | Holmdel | NJ | 02/2022 | 08/2025 |
| Hawk Capital | West Long Branch | NJ | 01/2024 | 05/2024 |
| Jersey Shore Waterpark/Runaway Rapids | Keansburg | NJ | 07/2019 | 08/2024 |
| Moe's Southwest Grill | Middletown | NJ | 05/2019 | 05/2019 |
| Brookdale Community College | Lincroft | NJ | 01/2022 | 05/2023 |
| Monmouth University | West Long Branch | NJ | 07/2023 | 12/2024 |
| Pennsylvania State University | University Park | PA | 08/2021 | 12/2021 |
| Middletown High School North | Middletown | NJ | 10/2017 | 06/2021 |
| Monmouth County Academy Of Allied Health & Science | Neptune | NJ | 09/2017 | 10/2017 |
| Thorne Middle School | Middletown | NJ | 09/2014 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-20 |
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