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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-02
OH RA APPROVED 2025-12-22
  • TX RA
    APPROVED
    Since 2026-02-02
  • OH RA
    APPROVED
    Since 2025-12-22

Branch Locations

10100 Innovation Dr Adp- Home Office, Miamisburg, OH 45342 • United States

401 N Tryon St Ci Client Management, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miamisburg OH 08/2025 Present
Timothy's Bar And Grill Dayton OH 11/2022 Present
Buckeye Ag Testing Troy OH 05/2024 08/2024
Hunny Bee's Dayton OH 01/2022 05/2023
Goubeaux Family Farm Russia OH 05/2019 Present
University Of Dayton Dayton OH 08/2021 05/2025
Russia Local School Russia OH 08/2018 05/2021
Unemployed Russia OH 01/2015 08/2018
Bank Of America, N.A. Miamisburg OH 11/2025 Present
  • 08/2025 → Present
    Miamisburg, OH
  • 11/2022 → Present
    Timothy's Bar And Grill
    Dayton, OH
  • 05/2024 → 08/2024
    Buckeye Ag Testing
    Troy, OH
  • 01/2022 → 05/2023
    Hunny Bee's
    Dayton, OH
  • 05/2019 → Present
    Goubeaux Family Farm
    Russia, OH
  • 08/2021 → 05/2025
    University Of Dayton
    Dayton, OH
  • 08/2018 → 05/2021
    Russia Local School
    Russia, OH
  • 01/2015 → 08/2018
    Unemployed
    Russia, OH
  • 11/2025 → Present
    Bank Of America, N.A.
    Miamisburg, OH
Other Businesses

I*: 2796283 Entity Type: For Profit Name: Timothy's Bar and Grill Investment-Related: No Address: Dayton, OH 45409 Title: Employee Start Date: November 12, 2022 Hours/month : 8 hrs wkly Hours you devote during securities trading hours: 0 hours Duties: As a barback and bartender, I am responsible for the organization of the bar during operating hours, which includes fully stocking the bar as well as having glasses ready to serve/make drinks. I will be taking and delivering drink orders to customers as well. I*: 2832265 Entity Type: For Profit Name: Goubeaux Family Farm Investment-related: No Address: Russia, Ohio 45363 Title, or relationship: Employee Start date: 05/09/2019 Hours/month: 100 hrs annually Hours you devote during securities trading hours: 0 Duties: Wrenching on equipment, Spring and Fall ground tillage to prepare the soil for planting season, Clean equipment(air brush or power wash),Haul grain to storage bins or to local market, Grain monitoring ,Operate heavy machinery based on seasonal needs (planting during spring, combing during the fall).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-20
  • S66 Uniform Combined State Law Examination
    2025-12-20
Other Names
  • Jacob N Goubeaux

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