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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-02 |
| OH | RA | APPROVED | 2025-12-22 |
Branch Locations
10100 Innovation Dr Adp- Home Office, Miamisburg, OH 45342 • United States
401 N Tryon St Ci Client Management, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miamisburg | OH | 08/2025 | Present |
| Timothy's Bar And Grill | Dayton | OH | 11/2022 | Present |
| Buckeye Ag Testing | Troy | OH | 05/2024 | 08/2024 |
| Hunny Bee's | Dayton | OH | 01/2022 | 05/2023 |
| Goubeaux Family Farm | Russia | OH | 05/2019 | Present |
| University Of Dayton | Dayton | OH | 08/2021 | 05/2025 |
| Russia Local School | Russia | OH | 08/2018 | 05/2021 |
| Unemployed | Russia | OH | 01/2015 | 08/2018 |
| Bank Of America, N.A. | Miamisburg | OH | 11/2025 | Present |
I*: 2796283 Entity Type: For Profit Name: Timothy's Bar and Grill Investment-Related: No Address: Dayton, OH 45409 Title: Employee Start Date: November 12, 2022 Hours/month : 8 hrs wkly Hours you devote during securities trading hours: 0 hours Duties: As a barback and bartender, I am responsible for the organization of the bar during operating hours, which includes fully stocking the bar as well as having glasses ready to serve/make drinks. I will be taking and delivering drink orders to customers as well. I*: 2832265 Entity Type: For Profit Name: Goubeaux Family Farm Investment-related: No Address: Russia, Ohio 45363 Title, or relationship: Employee Start date: 05/09/2019 Hours/month: 100 hrs annually Hours you devote during securities trading hours: 0 Duties: Wrenching on equipment, Spring and Fall ground tillage to prepare the soil for planting season, Clean equipment(air brush or power wash),Haul grain to storage bins or to local market, Grain monitoring ,Operate heavy machinery based on seasonal needs (planting during spring, combing during the fall).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-20 |
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