Best Investors Account Sign in

Joseph Victor D'ANtonio

Cetera Investment Advisers LLC

Cullman, AL

CRD 8152933

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-11-18
  • AL RA
    APPROVED
    Since 2025-11-18

Branch Locations

711 2Nd Avenue Sw, Cullman, AL 35055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 09/2025 Present
Regions Bank Florence AL 07/2019 Present
M&T Bank And M&T Securities Manassas VA 09/2017 07/2019
Carmax Dumfries AL 01/2013 09/2017
Cetera Investment Advisers Llc Cullman AL 11/2025 Present
  • 09/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 07/2019 → Present
    Regions Bank
    Florence, AL
  • 09/2017 → 07/2019
    M&T Bank And M&T Securities
    Manassas, VA
  • 01/2013 → 09/2017
    Carmax
    Dumfries, AL
  • 11/2025 → Present
    Cetera Investment Advisers Llc
    Cullman, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-14
  • S66 Uniform Combined State Law Examination
    2025-11-14

View on SEC IAPD

Nearby Firms

WEALTH MANAGEMENT
LPL FINANCIAL LLC
EDWARD JONES

Nearby Investors

John Jeb Williamson
STEPHEN Cyle FREEMAN
Christopher Ronald Mann

Nearby Offices

WEALTH MANAGEMENT · Cullman, AL
LPL FINANCIAL LLC · CULLMAN, AL
EDWARD JONES · CULLMAN, AL

More in Cullman, AL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor