Best Investors Account Sign in
Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-11-18
  • AL RA
    APPROVED
    Since 2025-11-18

Branch Locations

711 2Nd Avenue Sw, Cullman, AL 35055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 09/2025 Present
Regions Bank Florence AL 07/2019 Present
M&T Bank And M&T Securities Manassas VA 09/2017 07/2019
Carmax Dumfries AL 01/2013 09/2017
Cetera Investment Advisers Llc Cullman AL 11/2025 Present
  • 09/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 07/2019 → Present
    Regions Bank
    Florence, AL
  • 09/2017 → 07/2019
    M&T Bank And M&T Securities
    Manassas, VA
  • 01/2013 → 09/2017
    Carmax
    Dumfries, AL
  • 11/2025 → Present
    Cullman, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-14
  • S66 Uniform Combined State Law Examination
    2025-11-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cullman, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor