Thea Reddin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 05/2018 → 07/2022
  South Town Wake Park
  Charlotte, NC
• 01/2017 → 01/2018
  Reids Fine Foods
  Charlotte, NC
• 01/2020 → 04/2022
  Colby College
  Waterville, ME
• 01/2015 → 01/2017
  Unemployed
  Charlotte, NC
• 01/2018 → 05/2018
  Unemployed
  Charlotte, NC
• 09/2018 → 05/2022
  Colby College
  Waterville, ME
• 09/2025 → Present
  Bank Of America, N.A.
  Charlotte, NC

Other Businesses

I*: Name of the other business: H. Farm, LLC Investment-related: No Address of the other business: Norwood NC Title, or relationship with the other business: part owner Start date of your relationship: December 2023 Approximate number of hours/month you devote to the other business0 Number of hours you devote to the other business during securities trading hours0 Duties relating to the other business: No duties. Just ownership stake I*4167265 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Charlotte, North Carolina, 28208 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 08/01/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: Sole owner/Rental Property

Exams

• S66 Uniform Combined State Law Examination
  2025-12-15

Other Names

• Thea Williams Reddin