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Audrey S Margolies

Morgan Stanley

Chicago, IL

CRD 8152787

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-20
IL RA APPROVED 2026-02-02
  • TX RA
    APPROVED
    Since 2026-02-20
  • IL RA
    APPROVED
    Since 2026-02-02

Branch Locations

Willis Tower 233 South Wacker Drive, Suite 8200 Region 5, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 09/2025 Present
The General Muir Atlanta GA 09/2024 12/2024
Federated Hermes New York City NY 06/2024 08/2024
Federated Hermes New York City NY 05/2023 08/2023
Radnor Public School Wayne PA 09/2008 05/2021
Emory University Atlanta GA 08/2021 05/2025
Unemployed Rosemont PA 05/2025 09/2025
  • 09/2025 → Present
    Morgan Stanley
    Chicago, IL
  • 09/2024 → 12/2024
    The General Muir
    Atlanta, GA
  • 06/2024 → 08/2024
    Federated Hermes
    New York City, NY
  • 05/2023 → 08/2023
    Federated Hermes
    New York City, NY
  • 09/2008 → 05/2021
    Radnor Public School
    Wayne, PA
  • 08/2021 → 05/2025
    Emory University
    Atlanta, GA
  • 05/2025 → 09/2025
    Unemployed
    Rosemont, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-10
  • S66 Uniform Combined State Law Examination
    2025-11-10

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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