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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-11-14 |
Branch Locations
1432 Easton Road Suite 4-H, Warrington, PA 18976 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | Warrington | PA | 08/2025 | Present |
| Brothers Bar And Grill | State College | PA | 09/2024 | 05/2025 |
| 12Th Street Catering | Philadelphia | PA | 05/2024 | Present |
| College Hunks Hauling Junk And Moving | Hatfield | PA | 05/2022 | 08/2022 |
| Almeida & Hudak Contractors, Llc | Bensalem | PA | 05/2023 | 08/2023 |
| Helping Hands Landscaping | North Wales | PA | 06/2019 | 08/2021 |
| Penn State University | State College | PA | 08/2021 | 05/2025 |
| Lansdale Catholic High School | Lansdale | PA | 09/2017 | 06/2021 |
| Mary Mother Of The Redeemer School | North Wales | PA | 08/2015 | 09/2017 |
1) 2025-08-22 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - 160 - 160 - at reported business location(s) - 2025-08-20 - This OBA is for outside insurance only (i.e. fixed life, LTC, health, etc.). All fixed annuity business must be submitted through LPLE¿s approved annuity order entry system and not conducted as an OBA. P&C insurance must be submitted via separate OBA type. 2) 2025-08-22 - Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name. - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Y - 160 - 160 - at reported business location(s) - 2025-08-20 - Pursuant to a strategic relationship between Prudential, LPL Enterprise, LLC (¿LPLE¿), and LPL Financial LLC (¿LPLF¿), Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPL Enterprise, an affiliate of LPL Financial. LPLE and LPLF are not affiliated with Prudential.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-14 |
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