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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-11-14
  • PA RA
    APPROVED
    Since 2025-11-14

Branch Locations

1432 Easton Road Suite 4-H, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Warrington PA 08/2025 Present
Brothers Bar And Grill State College PA 09/2024 05/2025
12Th Street Catering Philadelphia PA 05/2024 Present
College Hunks Hauling Junk And Moving Hatfield PA 05/2022 08/2022
Almeida & Hudak Contractors, Llc Bensalem PA 05/2023 08/2023
Helping Hands Landscaping North Wales PA 06/2019 08/2021
Penn State University State College PA 08/2021 05/2025
Lansdale Catholic High School Lansdale PA 09/2017 06/2021
Mary Mother Of The Redeemer School North Wales PA 08/2015 09/2017
  • 08/2025 → Present
    Warrington, PA
  • 09/2024 → 05/2025
    Brothers Bar And Grill
    State College, PA
  • 05/2024 → Present
    12Th Street Catering
    Philadelphia, PA
  • 05/2022 → 08/2022
    College Hunks Hauling Junk And Moving
    Hatfield, PA
  • 05/2023 → 08/2023
    Almeida & Hudak Contractors, Llc
    Bensalem, PA
  • 06/2019 → 08/2021
    Helping Hands Landscaping
    North Wales, PA
  • 08/2021 → 05/2025
    Penn State University
    State College, PA
  • 09/2017 → 06/2021
    Lansdale Catholic High School
    Lansdale, PA
  • 08/2015 → 09/2017
    Mary Mother Of The Redeemer School
    North Wales, PA
Other Businesses

1) 2025-08-22 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - 160 - 160 - at reported business location(s) - 2025-08-20 - This OBA is for outside insurance only (i.e. fixed life, LTC, health, etc.). All fixed annuity business must be submitted through LPLE¿s approved annuity order entry system and not conducted as an OBA. P&C insurance must be submitted via separate OBA type. 2) 2025-08-22 - Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name. - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Y - 160 - 160 - at reported business location(s) - 2025-08-20 - Pursuant to a strategic relationship between Prudential, LPL Enterprise, LLC (¿LPLE¿), and LPL Financial LLC (¿LPLF¿), Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPL Enterprise, an affiliate of LPL Financial. LPLE and LPLF are not affiliated with Prudential.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-14
  • S66 Uniform Combined State Law Examination
    2025-11-14

View on SEC IAPD

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